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Lon E Grantham

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Information

Firm:
Type: Registered Representative
Description

Lon Grantham is a financial professional at Vanguard Marketing Corporation, a broker-dealer with over 5,950 registered representatives nationwide. Lon has held an industry securities registration for 16 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
The Vanguard Group, Inc. 17 years, 1 month Oct 1997 - Present
Exams
ExamSeriesPassed Date
Municipal Securities Principal ExaminationSeries 53 04/22/2010
General Securities Principal ExaminationSeries 24 06/11/2008
General Securities Representative ExaminationSeries 7 10/04/2007
Uniform Securities Agent State Law ExaminationSeries 63 07/11/1996
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/09/1996

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lon E Grantham has not answered any questions on Financial Q&A.

Top Guides

Lon E Grantham has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

1 Criminal Disclosure

As of Date
10/23/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.