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Information

Firm:
Type: Registered Representative
Description

Lon Grantham is a financial professional at Vanguard Marketing Corporation, a broker-dealer with over 5,650 registered representatives nationwide. Lon has held an industry securities registration for 16 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lon E Grantham has not answered any questions on Financial Q&A.

Top Guides

Lon E Grantham has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Vanguard Group Inc 16 years, 6 months Oct 1997 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

1 Criminal Disclosure

As of Date
10/23/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Municipal Securities Principal Examination Series 53 04/22/2010
General Securities Principal Examination Series 24 06/11/2008
General Securities Representative Examination Series 7 10/04/2007
Uniform Securities Agent State Law Examination Series 63 07/11/1996
Investment Company Products/Variable Contracts Representative Examination Series 6 07/09/1996

Firm Compensation Arrangements

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No compensation arrangements listed.