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Information

Other Names: John Robert Reynolds Jr
Firm:
Type: Dual Registration
Description

John Reynolds is a financial professional at Lincoln Financial Securities Corporation, a broker-dealer with over 1,100 registered representatives nationwide. John has held an industry securities registration for 17 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Robert Reynolds has not answered any questions on Financial Q&A.

Top Guides

John Robert Reynolds has not contributed any Financial Guides.
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Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Lincoln Financial Securities Corporation 5 years, 9 months Jul 2008 - Present
Jefferson Pilot Securities Corporation 10 years, 9 months Oct 1997 - Jul 2008
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/19/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/19/2011
09/19/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 05/08/2006
Investment Company Products/Variable Contracts Representative Examination Series 6 10/06/1995
Uniform Securities Agent State Law Examination Series 63 07/07/1995

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions