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John Robert Reynolds

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Other Names: John Robert Reynolds Jr
Type: Dual Registration

John Reynolds is a financial professional at Lincoln Financial Securities Corporation, a broker-dealer with over 1,100 registered representatives nationwide. John has held an industry securities registration for 18 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Lincoln Financial Securities Corporation 6 years, 2 months Jul 2008 - Present
Jefferson Pilot Securities Corporation 10 years, 9 months Oct 1997 - Jul 2008
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 05/08/2006
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 10/06/1995
Uniform Securities Agent State Law ExaminationSeries 63 07/07/1995

Answers and Guides

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions