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John Robert Reynolds

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Information

Other Names: John Robert Reynolds Jr
Firm:
Type: Dual Registration
Description

John Reynolds is a financial professional at Lincoln Financial Securities Corporation, a broker-dealer with over 1,100 registered representatives nationwide. John has held an industry securities registration for 17 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Lincoln Financial Securities Corporation 6 years Jul 2008 - Present
Jefferson Pilot Securities Corporation 10 years, 9 months Oct 1997 - Jul 2008
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 05/08/2006
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 10/06/1995
Uniform Securities Agent State Law ExaminationSeries 63 07/07/1995

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Robert Reynolds has not answered any questions on Financial Q&A.

Top Guides

John Robert Reynolds has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/19/2011
09/19/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions