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Andrew Bernard Conti

Firm:
Bny Mellon Capital Markets, LLC
Type: Registered Representative
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Description

Andrew Conti a financial professional at Bny Mellon Capital Markets, LLC. Andrew has held an industry securities registration for 6 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Andrew Bernard Conti has not answered any questions on Financial Q&A.

Top Guides

Andrew Bernard Conti has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Bank of New York Mellon 4 years, 10 months Jul 2008 - Present
Bny Mellon Capital Markets, LLC 5 years, 1 month Apr 2008 - Present
Mellon Financial Markets, LLC 2 years, 10 months Jun 2005 - Apr 2008
Lehigh University 1 year, 9 months Aug 2002 - May 2004
Wheeling Pittsburgh Steel Corp. 3 years, 10 months Jun 1998 - Apr 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
08/12/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 08/23/2005
General Securities Representative Examination Series 7 08/15/2005

Firm Compensation Arrangements

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No compensation arrangements listed.