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Adam Christopher Canales

Description

Adam Canales a financial professional at Prudential Financial Planning Services, a broker-dealer with over 4,100 registered representatives nationwide. Adam has held an industry securities registration for a year and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Adam Christopher Canales has not answered any questions on Financial Q&A.

Top Guides

Adam Christopher Canales has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Pruco Securities, LLC. 7 years, 2 months Mar 2006 - Present
Prudential Insurance Co.Of America 7 years, 2 months Mar 2006 - Present
Abercrombie and Fitch 11 months Apr 2005 - Mar 2006
American Eagle 4 months Dec 2004 - Apr 2005
National Securities Corporation 3 months Sep 2004 - Dec 2004
Applebee's 8 months Jan 2004 - Sep 2004
Rider University 11 months Jan 2003 - Dec 2003
Abercrombie and Fitch 3 months Jun 2002 - Sep 2002
Rider University 4 years, 8 months Sep 1999 - May 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
09/16/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 07/01/2011
General Securities Representative Examination Series 7 02/10/2011

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees