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Lila Irene Ontiveros

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Information

Other Names: Lila I Ontiveros
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Goldman, Sachs & Co. ended in April 1, 2015.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Goldman, Sachs & Co. 8 years, 10 months Jul 2006 - Present
Goldman, Sachs & Co. 2 months Jun 2005 - Aug 2005
Cornell University 16 years, 9 months Aug 1989 - May 2006
Exams
ExamSeriesPassed Date
National Commodity Futures ExaminationSeries 3 12/15/2011
Uniform Securities Agent State Law ExaminationSeries 63 02/03/2007
General Securities Representative ExaminationSeries 7 10/26/2006

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lila Irene Ontiveros has not answered any questions on Financial Q&A.

Top Guides

Lila Irene Ontiveros has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Disclosures

No Disclosures Found

As of Date
04/19/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.