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Type: Registered Representative

Lila Ontiveros is a financial professional at Goldman, Sachs & Co., a broker-dealer with over 7,300 registered representatives nationwide. Lila has held an industry securities registration for 7 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lila Irene Ontiveros has not answered any questions on Financial Q&A.

Top Guides

Lila Irene Ontiveros has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Corporations or Other Businesses
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Other Investment Advisors
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Goldman, Sachs & Co. 7 years, 9 months Jul 2006 - Present
Goldman, Sachs & Co. 2 months Jun 2005 - Aug 2005
Cornell University 16 years, 9 months Aug 1989 - May 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
National Commodity Futures Examination Series 3 12/15/2011
Uniform Securities Agent State Law Examination Series 63 02/03/2007
General Securities Representative Examination Series 7 10/26/2006

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions
  • Other: (6) Performance-based fees