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Kevin Anthony Brown

Description

Kevin Brown a financial professional at Northwestern Mutual Investment Services,LLC, a broker-dealer with over 7,100 registered representatives nationwide. Kevin has held an industry securities registration for 25 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Kevin Anthony Brown has not answered any questions on Financial Q&A.

Top Guides

Kevin Anthony Brown has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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There is currently no information available.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
12/15/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Representative Examination Series 7 03/03/2008
Uniform Securities Agent State Law Examination Series 63 09/03/1986
Investment Company Products/Variable Contracts Representative Examination Series 6 08/20/1986

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: REFERRAL FEES