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Mary Kathryn Phelps

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Firm: No Current Employment Listed

This advisor is no longer actively registered. Their most recent registration with J.P. Morgan Securities LLC ended in January 1, 2015.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
J.P. Morgan Securities LLC 3 years Oct 2012 - Present
Chase Investment Services Corp. 12 years, 2 months Aug 2000 - Oct 2012
Chase Bank 40 years, 7 months Mar 1975 - Present
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 12/29/2003
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 04/30/2002

Answers and Articles

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Top Answers

Mary Kathryn Phelps has not answered any questions on Financial Q&A.

Top Articles

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Firm Client Types

No client types listed.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.