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Matthew Clark Zolin

Firm:
Type: Registered Representative

Description

Matthew Zolin is a financial professional at Cantor Fitzgerald & Co., a broker-dealer with 601 registered representatives NY. Matthew has held an industry securities registration for 12 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Matthew Clark Zolin has not answered any questions on Financial Q&A.

Top Guides

Matthew Clark Zolin has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Investment Companies
Corporations or Other Businesses
Other Pooled Investment Vehicles
Banking or Thrift Institutions
Pension and Profit Sharing Plans

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Cantor Fitzgerald & Co. 2 years, 3 months Mar 2011 - Present
Chapdelaine & Co. 1 year, 6 months Jul 2009 - Jan 2011
Societe Generale 2 years, 10 months Sep 2006 - Jul 2009
Sarnac 1 year, 6 months Nov 2004 - May 2006
Citi Group Global Markets Inc. (7059) 1 year, 8 months Mar 2003 - Nov 2004
Lehman Brothers 2 years, 10 months May 2000 - Mar 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
06/29/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 10/09/2009
General Securities Representative Examination Series 7 12/01/1994

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Subscription Fees