Matthew Clark Zolin
| Firm: |
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| Type: |
Registered Representative |
Description
Matthew Zolin is a financial professional at Cantor Fitzgerald & Co., a broker-dealer with 601 registered representatives NY. Matthew has held an industry securities registration for 12 years and is subject to FINRA oversight.
BrightScope Advisor Metrics
Answers and Guides
0 Answers and 0 Financial Guides
Top Answers
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Top Guides
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Firm Client Types
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Investment Companies |
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Corporations or Other Businesses |
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Other Pooled Investment Vehicles |
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Banking or Thrift Institutions |
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Pension and Profit Sharing Plans |
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
Experience and Employment History
| Employer |
Years |
Dates |
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Cantor Fitzgerald & Co.
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2 years, 3 months
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Mar 2011 -
Present
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Chapdelaine & Co.
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1 year, 6 months
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Jul 2009 -
Jan 2011
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Societe Generale
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2 years, 10 months
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Sep 2006 -
Jul 2009
|
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Sarnac
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1 year, 6 months
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Nov 2004 -
May 2006
|
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Citi Group Global Markets Inc. (7059)
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1 year, 8 months
|
Mar 2003 -
Nov 2004
|
|
Lehman Brothers
|
2 years, 10 months
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May 2000 -
Mar 2003
|
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
| Regulator |
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License Status
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Registered
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Disclosures
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| As of Date |
06/29/2011
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*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
Advisor Exams
| Exam |
Series |
Passed Date |
| Uniform Securities Agent State Law Examination |
Series 63 |
10/09/2009 |
| General Securities Representative Examination |
Series 7 |
12/01/1994 |
Firm Compensation Arrangements
Types of Compensation Arrangements