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James Gikas Criticos

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Information

Other Names: James G Criticos
Firm:
Type: Registered Representative
Description

James Criticos is a financial professional at Sage, Rutty & Co., Inc., a broker-dealer with 49 registered representatives nationwide. James has held an industry securities registration for 31 years and is subject to FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Sage, Rutty & Co., Inc. 12 years, 1 month Jul 2002 - Present
Legg Mason Wood Walker, Inc. 7 years, 7 months Dec 1994 - Jul 2002
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/12/1992
Uniform Securities Agent State Law ExaminationSeries 63 06/11/1985
General Securities Representative ExaminationSeries 7 01/17/1981

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

James Gikas Criticos has not answered any questions on Financial Q&A.

Top Guides

James Gikas Criticos has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
07/25/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees