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James Gikas Criticos

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Other Names: James G Criticos
Type: Registered Representative

James Criticos is a financial professional at Sage, Rutty & Co., Inc., a broker-dealer with 50 registered representatives nationwide. James has held an industry securities registration for 33 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Sage, Rutty & Co., Inc. 12 years, 11 months Jul 2002 - Present
Legg Mason Wood Walker Inc 7 years, 7 months Dec 1994 - Jul 2002
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/12/1992
Uniform Securities Agent State Law ExaminationSeries 63 06/11/1985
General Securities Representative ExaminationSeries 7 01/17/1981

Answers and Guides

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Top Guides

James Gikas Criticos has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees