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James Gikas Criticos

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Other Names: James G Criticos
Type: Registered Representative

James Criticos is a financial professional at Sage, Rutty & Co., Inc., a broker-dealer with 52 registered representatives nationwide. James has held an industry securities registration for 33 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Sage, Rutty & Co., Inc. 13 years, 5 months Jul 2002 - Present
Legg Mason Wood Walker Inc 7 years, 7 months Dec 1994 - Jul 2002
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/12/1992
Uniform Securities Agent State Law ExaminationSeries 63 06/11/1985
General Securities Representative ExaminationSeries 7 01/17/1981

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

James Gikas Criticos has not answered any questions on Financial Q&A.

Top Articles

James Gikas Criticos has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees