|Other Names:||James G Criticos|
James Criticos is a financial professional at Sage, Rutty & Co., Inc., a broker-dealer with 48 registered representatives nationwide. James has held an industry securities registration for 31 years and is subject to FINRA oversight.
Top AnswersJames Gikas Criticos has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Banking or Thrift Institutions|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Sage, Rutty & Co., Inc.||11 years, 8 months||Jul 2002 - Present|
|Legg Mason Wood Walker, Inc.||7 years, 7 months||Dec 1994 - Jul 2002|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Uniform Investment Adviser Law Examination||Series 65||11/12/1992|
|Uniform Securities Agent State Law Examination||Series 63||06/11/1985|
|General Securities Representative Examination||Series 7||01/17/1981|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees