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Warren David Seideman

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Information

Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Aegis Capital Corp. ended in April 1, 2014.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Aegis Capital Corp. 1 year, 1 month Jun 2013 - Present
UBS Financial Services Inc. 35 years Apr 1978 - Apr 2013
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 10/29/1985
AMEX Put and Call ExamPC 09/07/1977
Registered Representative ExaminationSeries 1 05/21/1969

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Warren David Seideman has not answered any questions on Financial Q&A.

Top Guides

Warren David Seideman has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Disclosures

1 Customer Dispute

As of Date
07/09/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.