|Firm:||No Current Employment Listed|
This advisor is no longer actively registered. Their most recent registration with Aegis Capital Corp. ended in April 1, 2014.
|Aegis Capital Corp.||1 year, 10 months||Jun 2013 - Present|
|UBS Financial Services Inc.||35 years||Apr 1978 - Apr 2013|
|Uniform Securities Agent State Law Examination||Series 63||10/29/1985|
|AMEX Put and Call Exam||PC||09/07/1977|
|Registered Representative Examination||Series 1||05/21/1969|
No client types listed.
1 Customer Dispute
|As of Date||
No compensation arrangements listed.