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Carlos Javier Gonzalez-Stawinski

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Information

Other Names: Carlos Gonzalez, Carlos Javier Gonzalez Stawinski
Firm:
Type: Registered Representative
Description

Carlos Gonzalez-Stawinski is a financial professional at Citigroup Global Markets Inc., a broker-dealer with over 8,400 registered representatives nationwide. Carlos has held an industry securities registration for 12 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Carlos Javier Gonzalez-Stawinski has not answered any questions on Financial Q&A.

Top Guides

Carlos Javier Gonzalez-Stawinski has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Citi Global Markets, Inc. 3 years, 9 months Jul 2010 - Present
Citi International Financial Services LLC 4 years, 6 months Jan 2006 - Jul 2010
Popular Securities, LLC 5 years, 2 months Oct 2000 - Dec 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
12/28/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 10/17/2001
General Securities Representative Examination Series 7 06/07/2001

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees