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Carlos Javier Gonzalez-Stawinski

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Other Names: Carlos Gonzalez, Carlos Javier Gonzalez Stawinski
Type: Registered Representative

Carlos Gonzalez-Stawinski is a financial professional at Citigroup Global Markets Inc., a broker-dealer with over 7,100 registered representatives nationwide. Carlos has held an industry securities registration for 12 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Citi Global Markets, Inc. 5 years, 3 months Jul 2010 - Present
Citi International Financial Services LLC 4 years, 6 months Jan 2006 - Jul 2010
Popular Securities, Inc 5 years, 2 months Oct 2000 - Dec 2005
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 10/17/2001
General Securities Representative ExaminationSeries 7 06/07/2001

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Carlos Javier Gonzalez-Stawinski has not answered any questions on Financial Q&A.

Top Articles

Carlos Javier Gonzalez-Stawinski has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees