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James Raymond Dearden

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Other Names: James Deardon, Jim Dearden
Additional Firm:
Type: SEC and FINRA Registered

James Dearden is a financial professional at Baystate Wealth Management, a $530M RIA based in Back Bay, MA. James is also registered with Metlife Securities Inc., a broker-dealer with over 7,050 registered representatives nationwide. James has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

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Metlifesecurities, Inc. 11 years, 10 months Dec 2003 - Present
Metropolitan Life Insurance Co. 11 years, 10 months Dec 2003 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 02/02/2012
Uniform Securities Agent State Law ExaminationSeries 63 12/19/2003
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 12/12/2003

Answers and Articles

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Top Answers

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Top Articles

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets