James Gregory Anderson

Other Names:	Jamie Anderson
Firm:	Fidelity Brokerage Services LLC
Type:	Registered Representative

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Description

James Anderson a financial professional at Fidelity Brokerage Services LLC, a broker-dealer with over 9,700 registered representatives nationwide. James has held an industry securities registration for 15 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Guides

James Gregory Anderson has not contributed any Financial Guides on Financial Q&A.

*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer	Years	Dates
Fidelity Brokerage Services, Inc.	16 years, 11 months	Jun 1996 - Present

*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status	Registered
Disclosures	No Disclosures Found
As of Date	01/13/2010

*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam	Series	Passed Date
Uniform Securities Agent State Law Examination	Series 63	09/12/1996
General Securities Representative Examination	Series 7	08/29/1996

Firm Compensation Arrangements

No compensation arrangements listed.

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Location

Contact Information

Address	Howe Dr Covington, KY 41015
Phone Number	No Information
Website	No Information

State Registrations

is registered in the following states: CA, CO, CT, GA, FL, AL, DE, AZ, HI, DC, AR, AK, OH, PA, IL, MA, MD, NY, WA, MN, TX, VA, MI, NJ, ID, IN, KS, NE, NH, NV, OR, UT, LA, MO, OK, IA, NC, SC, VT, KY, ME, MS, WI, RI, NM, WV, WY, TN, MT, ND, SD, PR and VI

Professional Designations

No professional designations listed.

Membership Associations

No membership associations listed.

Firm Services

No services listed.