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Dennis David D'Angelo

Other Names: Dennis David Dangelo
Firm:
Type: Registered Representative

Description

Dennis D'Angelo is a financial professional at Lincoln Financial Distributors, Inc., a broker-dealer with 678 registered representatives nationwide. Dennis has held an industry securities registration for 27 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Dennis David D'Angelo has not answered any questions on Financial Q&A.

Top Guides

Dennis David D'Angelo has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Lincoln Financial Distributors, Inc. 5 years, 8 months Oct 2007 - Present
1717 Capital Management 2 years, 1 month Sep 2005 - Oct 2007
Nationwide Securities 4 years, 4 months Jun 2003 - Oct 2007
Lincoln National Life Insurance Company 4 years, 10 months Jul 1998 - May 2003
Lincoln Financial Advisors Corporation 4 years, 10 months Jul 1998 - May 2003
Lincoln National Life Insurance Co 4 years, 10 months Jul 1998 - May 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/23/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
05/23/2011
03/18/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Municipal Securities Principal Examination Series 53 01/06/2004
Uniform Investment Adviser Law Examination Series 65 04/09/1999
General Securities Principal Examination Series 24 12/11/1995
General Securities Representative Examination Series 7 04/25/1995
Uniform Securities Agent State Law Examination Series 63 09/03/1991
Investment Company Products/Variable Contracts Principal Examination Series 26 08/27/1986
Investment Company Products/Variable Contracts Representative Examination Series 6 10/17/1985

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Other: NONE