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Additional Firms:
Type: Dual Registration

Ronald Weiner is an executive and is the majority owner of Retirement Design & Management Inc, a $570M RIA based in Westport, CT. Ronald is also registered with Rdm Investment Services, Inc., a broker-dealer with 12 registered representatives nationwide. Ronald has held an industry securities registration for 30 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Palm Harbor Advisors LLC 4 years, 7 months May 2004 - Dec 2008
Rdm Investment Services, Inc. 14 years Apr 2000 - Present
Retirement Design & Management Inc 23 years, 1 month Mar 1991 - Present
Ronald D. Weiner & Assoc. (Rdm Financial Group) 23 years, 2 months Feb 1991 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/13/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Municipal Securities Principal Examination Series 53 08/09/1993
Uniform Securities Agent State Law Examination Series 63 09/08/1987
General Securities Principal Examination Series 24 04/23/1984
General Securities Representative Examination Series 7 01/21/1984
Direct Participation Programs Representative Examination Series 22 10/10/1983

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Performance-based Fees