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Ronald D Weiner

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Additional Firms:
Type: SEC and FINRA Registered

Ronald Weiner is an executive and is the majority owner of Retirement Design & Management Inc, a $570M RIA based in Westport, CT. Ronald is also registered with Rdm Investment Services, Inc., a broker-dealer with 12 registered representatives nationwide. Ronald has held an industry securities registration for 31 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Palm Harbor Advisors LLC 4 years, 7 months May 2004 - Dec 2008
Rdm Insurance Services, Inc. 14 years, 12 months Apr 2000 - Present
Rdm Investment Services, Inc. 14 years, 12 months Apr 2000 - Present
Retirement Design & Management Inc 24 years, 1 month Mar 1991 - Present
Ronald D. Weiner & Assoc. (Rdm Financial Group) 24 years, 1 month Feb 1991 - Present
ExamSeriesPassed Date
Municipal Securities Principal ExaminationSeries 53 08/09/1993
Uniform Securities Agent State Law ExaminationSeries 63 09/08/1987
General Securities Principal ExaminationSeries 24 04/23/1984
General Securities Representative ExaminationSeries 7 01/21/1984
Direct Participation Programs Representative ExaminationSeries 22 10/10/1983

Answers and Guides

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Performance-based Fees