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Virginia Del Carmen Feliz

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Information

Other Names: Virginia Del Carmen Feliz-Taveras, Virginia Feliz
Firm:
Type: Registered Representative
Description

Virginia Feliz is a financial professional at Goldman, Sachs & Co., a $133B RIA based in Manhattan, NY. Virginia has held an industry securities registration for a year and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Goldman, Sachs & Co. 3 years, 3 months Jul 2011 - Present
Goldman, Sachs & Co. 2 months Jun 2010 - Aug 2010
Harvard University 3 years, 8 months Sep 2007 - May 2011
Convent of The Sacred Heart 3 years, 9 months Sep 2003 - Jun 2007
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 08/26/2011
General Securities Representative ExaminationSeries 7 08/23/2011

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Virginia Del Carmen Feliz has not answered any questions on Financial Q&A.

Top Guides

Virginia Del Carmen Feliz has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Other
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
08/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions
  • Performance-based Fees
  • Other: EXECUTION CHARGES, CUSTODY, CONSOLIDATED REPORTS, MANAGEMENT FEE