Home  >  BrightScope Advisor Pages  >  Mary Brittan Bailey


Other Names: Brittan Mary Bailey
Firm: No Current Employment Listed

This advisor is no longer actively registered. Their most recent registration with Stephens ended in January 1, 2013.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Mary Brittan Bailey has not answered any questions on Financial Q&A.

Top Guides

Mary Brittan Bailey has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Stephens Inc 6 years, 12 months May 2007 - Present
Keefe Brunettea Woods 2 months Jun 2006 - Aug 2006
Southern Methodist University 3 years, 9 months Aug 2003 - May 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Limited Representative-Equity Trader Exam Series 55 12/17/2008
Research Analyst Exam - Part II Regulations Module Series 87 03/03/2008
Uniform Securities Agent State Law Examination Series 63 10/01/2007
General Securities Representative Examination Series 7 08/23/2007

Firm Compensation Arrangements

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No compensation arrangements listed.