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Christine Marie Ott Shaw

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Information

Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with J.P. Morgan Securities LLC ended in October 1, 2013.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Jp Morgan Chase Bank 3 years, 4 months Aug 2011 - Present
J.P. Morgan Securities LLC 3 years, 4 months Aug 2011 - Present
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 11/28/2011
General Securities Representative ExaminationSeries 7 11/03/2011

Answers and Guides

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Top Answers

Christine Marie Ott Shaw has not answered any questions on Financial Q&A.

Top Guides

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Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Disclosures

No Disclosures Found

As of Date
01/07/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.