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Harry Edward Axford

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Information

Firm:
Type: Registered Representative
Description

Harry Axford is a financial professional at Metlife Securities Inc., a broker-dealer with over 6,550 registered representatives nationwide. Harry has held an industry securities registration for 13 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Metlife Securities Inc. 16 years Oct 1998 - Present
Metropolitan Life Insurance Company 16 years Oct 1998 - Present
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 02/24/2003
General Securities Representative ExaminationSeries 7 12/20/2000
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 04/27/1989
Uniform Securities Agent State Law ExaminationSeries 63 10/17/1984
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/15/1983

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Harry Edward Axford has not answered any questions on Financial Q&A.

Top Guides

Harry Edward Axford has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
01/12/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees