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Information

Firm:
Type: Registered Representative
Description

Paul Grabkowski is a financial professional at Hrc Investment Services, Inc., a broker-dealer with 44 registered representatives nationwide. Paul has held an industry securities registration for 26 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Paul Stephen Grabkowski has not answered any questions on Financial Q&A.

Top Guides

Paul Stephen Grabkowski has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Hrc Investment Services 1 year, 11 months May 2012 - Present
LPL Financial LLC 2 years May 2010 - May 2012
First Niagara 6 years, 11 months Jun 2005 - May 2012
Uvest Financial Services Group 5 years Jun 2005 - Jun 2010
Hsbc Securities (USA) Inc. 5 months Jan 2005 - Jun 2005
Hsbc Brokerage (USA) Inc. 10 years, 7 months Jun 1994 - Jan 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 09/05/1987
Investment Company Products/Variable Contracts Representative Examination Series 6 08/20/1987

Firm Compensation Arrangements

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No compensation arrangements listed.