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Nauman Karim Rana

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Information

Other Names: Norman Rana
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Investors Capital Advisory ended in February 1, 2015.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Investors Capital Corp 7 years, 9 months Jul 2007 - Present
Gunnallen Financial 3 years, 1 month Jun 2004 - Jul 2007
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 05/12/2012
General Securities Principal ExaminationSeries 24 01/09/2012
Registered Options Principal ExaminationSeries 4 06/02/2001
Uniform Securities Agent State Law ExaminationSeries 63 03/17/1999
General Securities Representative ExaminationSeries 7 02/11/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Nauman Karim Rana has not answered any questions on Financial Q&A.

Top Guides

Nauman Karim Rana has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

1 Customer Dispute

1 Customer Dispute

As of Date
09/10/2014
03/03/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.