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Irma Juarez Zuniga

Other Names: Irma Z Garcia, Irma Zuniga
Firm:
Chase Investment Services Corp.
Type: Registered Representative
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Description

Irma Zuniga a financial professional at Chase Investment Services Corp., a broker-dealer with over 13,100 registered representatives nationwide. Irma has held an industry securities registration for 2 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Irma Juarez Zuniga has not answered any questions on Financial Q&A.

Top Guides

Irma Juarez Zuniga has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Jpmorgan Chase Bank,Na 3 years, 1 month Apr 2010 - Present
Chase Investment Services, Corp. 3 years, 1 month Apr 2010 - Present
Jpmorganchase, Na 5 months Nov 2009 - Apr 2010
Wellsfargo Bank 3 months Aug 2009 - Nov 2009
Home Retention Center 3 months May 2009 - Aug 2009
First National Bank of Kansas 1 year, 7 months Oct 2007 - May 2009
Wachovia Securities, LLC 5 months May 2007 - Oct 2007
Wachovia Bank,N.A. 2 months, 4 weeks Feb 2007 - May 2007
Prepaid Legal 3 years, 2 months Dec 2006 - Feb 2010
World Savings and Loan 1 year, 1 month Jan 2006 - Feb 2007
Nevada School of Massage Therapy 7 months May 2005 - Dec 2005
World Savings and Loan 6 years, 9 months Aug 1998 - May 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

1 Financial Disclosure
As of Date
11/02/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 06/15/2010
Investment Company Products/Variable Contracts Representative Examination Series 6 06/01/2010

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets