Home  >  BrightScope Advisor Pages  >  Marlene Rae Holmes

Marlene Rae Holmes

Is this you? (Click to claim profile)
Contact Advisor

Information

Firm:
Type: Registered Representative
Description

Marlene Holmes is a financial professional at AXA Advisors, LLC, a broker-dealer with over 5,600 registered representatives nationwide. Marlene has held an industry securities registration for 27 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
AXA Advisors, LLC 15 years, 1 month Sep 1999 - Present
The Equitable Life Assurance Society of The United States 20 years, 5 months Apr 1984 - Sep 2004
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 06/09/1986
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/28/1986

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Marlene Rae Holmes has not answered any questions on Financial Q&A.

Top Guides

Marlene Rae Holmes has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
11/13/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees