Marlene Holmes is a financial professional at AXA Advisors, LLC, a broker-dealer with over 5,600 registered representatives nationwide. Marlene has held an industry securities registration for 27 years and is subject to FINRA oversight.
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|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|AXA Advisors, LLC||14 years, 6 months||Sep 1999 - Present|
|The Equitable Life Assurance Society of The United States||20 years, 5 months||Apr 1984 - Sep 2004|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Uniform Securities Agent State Law Examination||Series 63||06/09/1986|
|Investment Company Products/Variable Contracts Representative Examination||Series 6||01/28/1986|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees