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Alan Michael Jaremus

Firm:
Harris Investor Services, Inc.
Type: Registered Representative
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Description

Alan Jaremus a financial professional at Harris Investor Services, Inc., a broker-dealer with 265 registered representatives nationwide. Alan has held an industry securities registration for 26 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Alan Michael Jaremus has not answered any questions on Financial Q&A.

Top Guides

Alan Michael Jaremus has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Bmo Harris Financial Advisors 1 year, 4 months Jan 2012 - Present
Harris Investor Services 1 year, 11 months Jan 2009 - Dec 2010
Valic Financial Advisors 1 year, 3 months Sep 2007 - Dec 2008
American General Securities Incorporated 7 months Feb 2007 - Sep 2007
Aig Financial Advisors 1 year, 9 months Dec 2005 - Sep 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
02/10/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 08/12/1997
General Securities Sales Supervisor Examination (Options Module & GeneralModule) Series 8 07/08/1997
Registered Options Principal Examination Series 4 01/09/1987
Uniform Securities Agent State Law Examination Series 63 07/26/1984
General Securities Representative Examination Series 7 06/18/1983

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets