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Colbert G Narcisse

Other Names: Colbert Gerald Narcisse
Firm:
Morgan Stanley Smith Barney LLC
Additional Firms:
Morgan Stanley Smith Barney
Director
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Type: Registered Representative
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Description

Colbert Narcisse a financial professional at Morgan Stanley Smith Barney LLC, a broker-dealer with over 24,100 registered representatives nationwide. Colbert has held an industry securities registration for 18 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Colbert G Narcisse has not answered any questions on Financial Q&A.

Top Guides

Colbert G Narcisse has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Other Investment Advisors
State or Municipal Government Entities
Other Pooled Investment Vehicles
Charitable Organizations
Corporations or Other Businesses
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Morgan Stanley Smith Barney 1 year, 5 months Dec 2011 - Present
Morgan Stanley Smith Barney 1 year, 5 months Dec 2011 - Present
Morgan Stanley Smith Barney LLC 2 years, 3 months Feb 2011 - Present
Gold Bullion International 1 year, 7 months Jul 2009 - Feb 2011
N/A 1 month May 2009 - Jun 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated 16 years, 9 months Jul 1992 - Apr 2009
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
06/17/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 04/22/2005
Municipal Securities Principal Examination Series 53 12/09/1996
Uniform Securities Agent State Law Examination Series 63 08/09/1994
General Securities Representative Examination Series 7 01/04/1993

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions
  • Other: SEE SCHEDULE D MISCELLANEOUS