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Jennifer Marie Tucker

Other Names: Jennifer Marie Mathson
Firm:
M Holdings Securities, Inc.
Msrb Principal
Type: Dual Registration
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Description

Jennifer Tucker has an ownership stake of M Holdings Securities, Inc., a broker-dealer with 775 registered representatives nationwide. Jennifer has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Jennifer Marie Tucker has not answered any questions on Financial Q&A.

Top Guides

Jennifer Marie Tucker has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
M Holdings Securities, Inc. 6 years, 3 months Feb 2007 - Present
Mutual Service Corporation 1 year, 7 months Jun 2005 - Jan 2007
Pimco Advisors Distributors LLC 3 years, 3 months Oct 2001 - Jan 2005
Pacific Investment Management Company LLC 3 years, 3 months Oct 2001 - Jan 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/22/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
06/22/2012
10/10/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 03/13/2006
Uniform Securities Agent State Law Examination Series 63 03/02/1999

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions