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Guillaume P De Dalmas

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Information

Other Names: Guillaume P Dedalmas
Firm:
National Bank of Canada Financial Inc.
Managing Director, Global Head of Sales
Type: Registered Representative
Description

Guillaume De Dalmas has an ownership stake of National Bank of Canada Financial Inc., a broker-dealer with 43 registered representatives nationwide. Guillaume has held an industry securities registration for 24 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
National Bank of Canada Financial Inc. 4 years, 9 months Nov 2009 - Present
Credit Suisse First Boston Corporation 10 years May 1999 - May 2009
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 06/16/2010
Interest Rate Options ExaminationSeries 5 09/11/1992
National Commodity Futures ExaminationSeries 3 03/28/1985
Uniform Securities Agent State Law ExaminationSeries 63 01/02/1985
General Securities Representative ExaminationSeries 7 12/15/1984

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Guillaume P De Dalmas has not answered any questions on Financial Q&A.

Top Guides

Guillaume P De Dalmas has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
02/28/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.