Home  >  BrightScope Advisor Pages  >  Oliver Pennington

Oliver Pennington

Is this you? (Click to claim profile)
Contact Advisor

Information

Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Morgan Stanley & Co. Incorporated ended in May 1, 2015.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 8 years, 4 months May 2007 - Present
Standard Drilling, Inc. 1 year, 1 month Feb 2006 - Apr 2007
Calibre Energy, Inc. 1 year, 4 months Dec 2005 - Apr 2007
Private Investor 5 months Jul 2005 - Dec 2005
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 04/23/2009
Uniform Securities Agent State Law ExaminationSeries 63 06/01/2007
General Securities Representative ExaminationSeries 7 05/24/2007

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Oliver Pennington has not answered any questions on Financial Q&A.

Top Articles

Oliver Pennington has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Disclosures

No Disclosures Found

As of Date
07/12/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.