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Information

Firm: No Current Employment Listed
Description

Oliver Pennington is a financial professional at Morgan Stanley & Co. Incorporated, based in Manhattan, NY. Oliver has held an industry securities registration for 3 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Oliver Pennington has not answered any questions on Financial Q&A.

Top Guides

Oliver Pennington has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 6 years, 12 months May 2007 - Present
Standard Drilling, Inc. 1 year, 1 month Feb 2006 - Apr 2007
Calibre Energy, Inc. 1 year, 4 months Dec 2005 - Apr 2007
Private Investor 5 months Jul 2005 - Dec 2005
Sthenos Capital 2 years, 5 months Jan 2003 - Jun 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
11/18/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 04/23/2009
Uniform Securities Agent State Law Examination Series 63 06/01/2007
General Securities Representative Examination Series 7 05/24/2007

Firm Compensation Arrangements

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No compensation arrangements listed.