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Geoffrey Sean Hansen

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Other Names: Geoffrey S Hansen
Type: SEC and FINRA Registered

Geoffrey Hansen is a financial professional at Investment Centers of America, Inc., a broker-dealer with 572 registered representatives nationwide. Geoffrey has held an industry securities registration for 18 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Investment Centers of America, Inc. 14 years, 2 months Aug 2001 - Present
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 03/21/2014
Uniform Securities Agent State Law ExaminationSeries 63 02/07/1997
General Securities Representative ExaminationSeries 7 12/12/1996

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

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Top Articles

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Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions