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Geoffrey Sean Hansen

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Information

Other Names: Geoffrey S Hansen
Firm:
Type: Dual Registration
Description

Geoffrey Hansen is a financial professional at Investment Centers of America, Inc., a broker-dealer with 547 registered representatives nationwide. Geoffrey has held an industry securities registration for 17 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Investment Centers of America, Inc. 13 years, 1 month Aug 2001 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 03/21/2014
Uniform Securities Agent State Law ExaminationSeries 63 02/07/1997
General Securities Representative ExaminationSeries 7 12/12/1996

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Geoffrey Sean Hansen has not answered any questions on Financial Q&A.

Top Guides

Geoffrey Sean Hansen has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
03/28/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions