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Yusef Wateef Thornton

Firm:
Nylife Securities LLC
Type: Registered Representative
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Description

Yusef Thornton a financial professional at Nylife Securities LLC. Yusef has held an industry securities registration for 4 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Yusef Wateef Thornton has not answered any questions on Financial Q&A.

Top Guides

Yusef Wateef Thornton has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
New York Life Insurance 3 years, 4 months Jan 2010 - Present
Nylife Securities LLC 3 years, 4 months Jan 2010 - Present
Northwestern Mutual/Investment Services 2 years, 3 months Sep 2007 - Dec 2009
Northwestern Mutual Life Insurance Company 2 years, 6 months Jun 2007 - Dec 2009
Enterprise Rent A Car 1 year Jun 2006 - Jun 2007
Outback Steakhouse 4 months Jan 2006 - May 2006
New Mexico State University 1 year, 2 months Feb 2005 - May 2006
Bfits 1 year Feb 2004 - Feb 2005
Overseas Educational Group 5 months Feb 2004 - Jul 2004
NOVA 1 year, 1 month Jan 2003 - Feb 2004
Gowings 6 months Jun 2002 - Dec 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
01/15/2010
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Investment Company Products/Variable Contracts Representative Examination Series 6 04/05/2008
Uniform Securities Agent State Law Examination Series 63 03/21/2008

Firm Compensation Arrangements

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No compensation arrangements listed.