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Felipe Louis Suba

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Information

Other Names: Lou Suba, Louis Suba
Firm:
Type: Registered Representative
Description

Felipe Suba is a financial professional at Lazard Capital Markets LLC, a broker-dealer with 56 registered representatives nationwide. Felipe has held an industry securities registration for 15 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Lazard Capital Markets LLC 1 year, 6 months May 2013 - Present
ThinkEquity LLC 1 year Oct 2011 - Oct 2012
Wedbush Morgan Securities 3 years, 8 months Feb 2008 - Oct 2011
Oppenheimer & Co 1 year, 2 months Nov 2006 - Jan 2008
Scott & Stringfellow, Inc. 1 year, 7 months Apr 2005 - Nov 2006
Bb & T 1 year, 8 months Mar 2005 - Nov 2006
Deutsche Banc Alex. Brown Inc. 3 years, 9 months Mar 2001 - Dec 2004
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 11/19/1997
General Securities Representative ExaminationSeries 7 10/24/1997

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Felipe Louis Suba has not answered any questions on Financial Q&A.

Top Guides

Felipe Louis Suba has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/20/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.