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Felipe Louis Suba

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Type: Registered Representative

Felipe Suba is a financial professional at Mkm Partners LLC, a broker-dealer with 93 registered representatives nationwide. Felipe has held an industry securities registration for 16 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Mkm Partners LLC 1 year, 7 months May 2014 - Present
Lazard Capital Markets LLC 8 months May 2013 - Jan 2014
ThinkEquity LLC 1 year Oct 2011 - Oct 2012
Wedbush Morgan Securities 3 years, 8 months Feb 2008 - Oct 2011
Oppenheimer & Co 1 year, 2 months Nov 2006 - Jan 2008
Scott & Stringfellow, Inc 1 year, 7 months Apr 2005 - Nov 2006
Bb & T 1 year, 8 months Mar 2005 - Nov 2006
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 11/19/1997
General Securities Representative ExaminationSeries 7 10/24/1997

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Felipe Louis Suba has not answered any questions on Financial Q&A.

Top Articles

Felipe Louis Suba has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.