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Felipe Louis Suba

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Information

Other Names: Lou Suba, Louis Suba
Firm:
Type: Not Actively Registered
Description

Felipe Suba is a financial professional at Lazard Capital Markets LLC, a broker-dealer with 81 registered representatives nationwide. Felipe has held an industry securities registration for 14 years.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Lazard Capital Markets LLC 1 year, 2 months May 2013 - Present
ThinkEquity LLC 1 year Oct 2011 - Oct 2012
Wedbush Morgan Securities 3 years, 8 months Feb 2008 - Oct 2011
Oppenheimer & Co 1 year, 2 months Nov 2006 - Jan 2008
Scott & Stringfellow, Inc. 1 year, 7 months Apr 2005 - Nov 2006
Bb & T 1 year, 8 months Mar 2005 - Nov 2006
Deutsche Banc Alex. Brown Inc. 3 years, 9 months Mar 2001 - Dec 2004
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 11/19/1997
General Securities Representative ExaminationSeries 7 10/24/1997

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Felipe Louis Suba has not answered any questions on Financial Q&A.

Top Guides

Felipe Louis Suba has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Disclosures

No Disclosures Found

As of Date
09/20/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.