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Michael Serrapica

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Type: Dual Registration

Michael Serrapica is a financial professional at Cetera Investment Advisers LLC, a $5B RIA based in Schaumburg, IL. Michael has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Cetera Investment Advisers LLC 9 years, 1 month Oct 2005 - Present
Cetera Financial Specialists LLC 9 years, 1 month Oct 2005 - Present
Michael Serrapica CPA, PLLC 23 years, 8 months Apr 1991 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/27/2003
Uniform Securities Agent State Law ExaminationSeries 63 06/21/2000

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael Serrapica has not answered any questions on Financial Q&A.

Top Guides

Michael Serrapica has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees