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Michael Serrapica

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Additional Firm:
Type: SEC and FINRA Registered

Michael Serrapica is a financial professional at Cetera Financial Specialists LLC, a broker-dealer with over 1,550 registered representatives nationwide. Michael is also registered with Cetera Investment Advisers LLC, a $7B RIA based in Schaumburg, IL. Michael has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

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Advisor Timeline

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Cetera Investment Advisers LLC 10 years, 2 months Oct 2005 - Present
Cetera Financial Specialists LLC 10 years, 2 months Oct 2005 - Present
Michael Serrapica CPA, PLLC 24 years, 8 months Apr 1991 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/27/2003
Uniform Securities Agent State Law ExaminationSeries 63 06/21/2000
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 06/20/2000

Answers and Articles

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Top Articles

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Firm Client Types

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Licenses and Conduct

License Status

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As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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