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Michael Serrapica

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Information

Firm:
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Type: Dual Registration
Description

Michael Serrapica is a financial professional at Cetera Financial Specialists LLC, a broker-dealer with over 1,450 registered representatives nationwide. Michael is also registered with Cetera Investment Advisers LLC, a $5B RIA based in Schaumburg, IL. Michael has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Cetera Investment Advisers LLC 9 years Oct 2005 - Present
Cetera Financial Specialists LLC 9 years Oct 2005 - Present
Michael Serrapica CPA, PLLC 23 years, 6 months Apr 1991 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/27/2003
Uniform Securities Agent State Law ExaminationSeries 63 06/21/2000
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 06/20/2000

Answers and Guides

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Top Answers

Michael Serrapica has not answered any questions on Financial Q&A.

Top Guides

Michael Serrapica has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

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Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

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No Disclosures Found

As of Date
09/10/2014
03/24/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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