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Michael Serrapica

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Information

Firm:
Type: Dual Registration
Description

Michael Serrapica is a financial professional at Cetera Investment Advisers LLC, a $5B RIA based in Schaumburg, IL. Michael has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Cetera Investment Advisers LLC 9 years, 1 month Oct 2005 - Present
Cetera Financial Specialists LLC 9 years, 1 month Oct 2005 - Present
Michael Serrapica CPA, PLLC 23 years, 8 months Apr 1991 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/27/2003
Uniform Securities Agent State Law ExaminationSeries 63 06/21/2000

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael Serrapica has not answered any questions on Financial Q&A.

Top Guides

Michael Serrapica has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
03/24/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees