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Hermann Von Bertrab

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Type: Registered Representative

Hermann Von Bertrab is a financial professional at Private Portfolio of San Diego, a broker-dealer with 17 registered representatives CA, FL, TX and AZ. Hermann has held an industry securities registration for 6 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
North American Development Bank 2 months Jun 2008 - Aug 2008
Private Portfolio 2 months Jun 2007 - Aug 2007
University of Texas 3 years, 3 months Sep 2005 - Dec 2008
Mission In Guatemala 2 months Jun 2005 - Aug 2005
Antonian High School 3 years, 9 months Aug 2001 - May 2005
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 07/31/2009
General Securities Representative ExaminationSeries 7 07/24/2009

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Hermann Von Bertrab has not answered any questions on Financial Q&A.

Top Articles

Hermann Von Bertrab has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets