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Hermann Von Bertrab

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Information

Firm:
Type: Registered Representative
Description

Hermann Von Bertrab is a financial professional at Private Portfolio of San Diego, a broker-dealer with 14 registered representatives CA, FL, TX and AZ. Hermann has held an industry securities registration for 4 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
North American Development Bank 2 months Jun 2008 - Aug 2008
Private Portfolio 2 months Jun 2007 - Aug 2007
University of Texas 3 years, 3 months Sep 2005 - Dec 2008
Mission In Guatemala 2 months Jun 2005 - Aug 2005
Antonian High School 3 years, 9 months Aug 2001 - May 2005
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 07/31/2009
General Securities Representative ExaminationSeries 7 07/24/2009

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Hermann Von Bertrab has not answered any questions on Financial Q&A.

Top Guides

Hermann Von Bertrab has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
11/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets