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Stanley Steppes

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Information

Other Names: Stanley Marquis Steppes, Stanley Marquis Stepps
Firm:
Type: RIA
Description

Stanley Steppes is a financial professional at Christian Alexander Wealth Advisors, LLC. Stanley has held an industry securities registration for 8 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Christian Alexander Wealth Advisors, LLC 1 year, 8 months Mar 2013 - Present
Cambridge Investment Research Advisors,Inc 1 month, 4 weeks Jan 2013 - Mar 2013
Cambridge Investment Research, Inc. 1 year, 2 months Jan 2012 - Mar 2013
Fenwick Securities, Inc. 1 year, 10 months Feb 2010 - Dec 2011
Michigan Securities, Inc. 1 year, 10 months Mar 2008 - Jan 2010
Natcity Investments, Inc. 1 year Nov 2006 - Nov 2007
Ameriprise Financial Services, Inc. 1 year, 1 month Oct 2005 - Nov 2006
Raymond James Financial Services, Inc. 1 year, 2 months Aug 2004 - Oct 2005
Raymond James Financial Services, Inc. 4 years, 6 months Feb 2000 - Aug 2004
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 12/05/2012
Uniform Combined State Law ExaminationSeries 66 10/15/2004
General Securities Representative ExaminationSeries 7 09/07/2004

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Stanley Steppes has not answered any questions on Financial Q&A.

Top Guides

Stanley Steppes has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

1 Termination

1 Termination

As of Date
04/18/2013
09/25/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.