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Robert David Soklin

Firm:
Type: Registered Representative

Description

Robert Soklin is a financial professional at P.J. Robb Variable Corporation. Robert has held an industry securities registration for 26 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Robert David Soklin has not answered any questions on Financial Q&A.

Top Guides

Robert David Soklin has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
The Leaders Group, Inc. 3 years, 9 months Jan 2004 - Oct 2007
P.J. Robb Variable Corporation 9 years, 9 months Sep 2003 - Present
Time Financial Services 9 years, 10 months Aug 2003 - Present
California Federal Bank 1 year, 11 months Jun 2001 - May 2003
City of Los Angeles 38 years, 7 months Nov 1974 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
04/29/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Representative Examination Series 7 12/11/1995
Uniform Securities Agent State Law Examination Series 63 08/18/1993
Investment Company Products/Variable Contracts Representative Examination Series 6 09/02/1982

Firm Compensation Arrangements

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No compensation arrangements listed.