Robert David Soklin
| Firm: |
|
| Type: |
Registered Representative |
Description
Robert Soklin a financial professional at P.J. Robb Variable Corporation. Robert has held an industry securities registration for 26 years and is subject to FINRA oversight.
BrightScope Advisor Metrics
Answers and Guides
0 Answers and 0 Financial Guides
Top Answers
Robert David Soklin has not answered any questions on Financial Q&A.
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Firm Client Types
Experience and Employment History
| Employer |
Years |
Dates |
|
The Leaders Group, Inc.
|
3 years, 9 months
|
Jan 2004 -
Oct 2007
|
|
P.J. Robb Variable Corporation
|
9 years, 8 months
|
Sep 2003 -
Present
|
|
Time Financial Services
|
9 years, 9 months
|
Aug 2003 -
Present
|
|
California Federal Bank
|
1 year, 11 months
|
Jun 2001 -
May 2003
|
|
City of Los Angeles
|
38 years, 7 months
|
Nov 1974 -
Present
|
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
| Regulator |
|
|
License Status
|
Registered
|
|
Disclosures
|
|
| As of Date |
04/29/2011
|
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
Advisor Exams
| Exam |
Series |
Passed Date |
| General Securities Representative Examination |
Series 7 |
12/11/1995 |
| Uniform Securities Agent State Law Examination |
Series 63 |
08/18/1993 |
| Investment Company Products/Variable Contracts Representative Examination |
Series 6 |
09/02/1982 |
Firm Compensation Arrangements