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Chad Thomas Feilke

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Information

Firm:
Additional Firm:
Type: Registered Representative
Description

Chad Feilke is a financial professional at Ivy Funds Distributor, Inc., a broker-dealer with 191 registered representatives nationwide. Chad is also registered with Waddell & Reed, a broker-dealer with over 2,700 registered representatives nationwide. Chad has held an industry securities registration for 14 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Waddell & Reed Inc 5 years, 4 months Nov 2009 - Present
Ivy Funds Distributor Inc. 5 years, 4 months Nov 2009 - Present
Cohen & Steers Securities, LLC 3 years, 4 months Jul 2006 - Nov 2009
Hines Real Estate Securities, Inc. 2 years, 3 months Mar 2004 - Jun 2006
Salomon Smith Barney 1 year, 9 months Aug 2000 - May 2002
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 06/25/2004
General Securities Representative ExaminationSeries 7 05/18/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Chad Thomas Feilke has not answered any questions on Financial Q&A.

Top Guides

Chad Thomas Feilke has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/07/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.