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Laura Mae Chang

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Other Names: Laura Mae Kawamoto
Type: Registered Representative

Laura Chang is a financial professional at United Planners' Financial Services of America A Limited Partner, a broker-dealer with 495 registered representatives nationwide. Laura has held an industry securities registration for 3 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
United Planners' Financial Services 2 years, 7 months Mar 2013 - Present
Gruma Corporation 3 years Oct 2012 - Present
LPL Financial LLC 1 year Feb 2012 - Feb 2013
The Investment Center, Inc. 5 months Jul 2011 - Dec 2011
Crown Capital Securities, L.P. 1 year, 7 months Dec 2009 - Jul 2011
Laura Chang - Landlord 7 years, 10 months Dec 2007 - Present
Premier Wealth Management 8 years, 2 months Aug 2007 - Present
Kats Sushi 7 years, 1 month Jun 2004 - Jul 2011
Punahou School 4 years, 9 months Sep 1999 - Jun 2004
ExamSeriesPassed Date
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 04/09/2010
Uniform Securities Agent State Law ExaminationSeries 63 03/12/2010

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Laura Mae Chang has not answered any questions on Financial Q&A.

Top Articles

Laura Mae Chang has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions