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Laura Mae Chang

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Information

Other Names: Laura Mae Kawamoto
Firm:
Type: Registered Representative
Description

Laura Chang is a financial professional at United Planners' Financial Services of America A Limited Partner, a broker-dealer with 451 registered representatives nationwide. Laura has held an industry securities registration for 3 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
United Planners' Financial Services 1 year, 5 months Mar 2013 - Present
Gruma Corporation 1 year, 10 months Oct 2012 - Present
LPL Financial LLC 1 year Feb 2012 - Feb 2013
The Investment Center, Inc. 5 months Jul 2011 - Dec 2011
Crown Capital Securities, L.P. 1 year, 7 months Dec 2009 - Jul 2011
Laura Chang - Landlord 6 years, 8 months Dec 2007 - Present
Premier Wealth Management 6 years, 12 months Aug 2007 - Present
Kats Sushi 7 years, 1 month Jun 2004 - Jul 2011
Punahou School 4 years, 9 months Sep 1999 - Jun 2004
Exams
ExamSeriesPassed Date
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 04/09/2010
Uniform Securities Agent State Law ExaminationSeries 63 03/12/2010

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Laura Mae Chang has not answered any questions on Financial Q&A.

Top Guides

Laura Mae Chang has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
10/03/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions