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Bruce D Harrington

Other Names: Bruce David Harrington
Firm:
Signator Investors, Inc.
Director
Type: Registered Representative
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Description

Bruce Harrington an executive and has an ownership stake of Signator Investors, Inc., a broker-dealer with over 1,500 registered representatives nationwide. Bruce has held an industry securities registration for 21 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Bruce D Harrington has not answered any questions on Financial Q&A.

Top Guides

Bruce D Harrington has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Signator Investors, Inc. 1 year, 2 months Mar 2012 - Present
Jhfn Sii 2 years, 10 months Jul 2010 - Present
LPL Financial LLC 1 year, 3 months Sep 2008 - Dec 2009
Cogent Research 10 months Jul 2007 - May 2008
MFS 7 years, 11 months Aug 1999 - Jul 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
06/24/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Municipal Fund Securities Principal Examination Series 51 05/19/2003
Investment Company Products/Variable Contracts Principal Examination Series 26 04/23/2003
Investment Company Products/Variable Contracts Representative Examination Series 6 08/29/1990
Uniform Securities Agent State Law Examination Series 63 08/02/1990

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees