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A. Mark Connelly

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Firm: No Current Employment Listed

This advisor is no longer actively registered. Their most recent registration with Jefferies & Company, Inc. ended in March 1, 2014.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Jefferies & Company, Inc. 6 years, 2 months Aug 2009 - Present
Warburg Dillon Read LLC 22 years, 2 months Jun 1987 - Aug 2009
Ubs Securities 22 years, 2 months Jun 1987 - Aug 2009
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 01/08/2010
General Securities Principal ExaminationSeries 24 01/05/2001
General Securities Representative ExaminationSeries 7 12/19/1991

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

A. Mark Connelly has not answered any questions on Financial Q&A.

Top Articles

A. Mark Connelly has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.