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Information

Other Names: A Mark Connelly Jr
Firm:
Type: Registered Representative
Description

A. Connelly is a financial professional at Jefferies & Company, Inc., a broker-dealer with over 1,650 registered representatives nationwide. A. has held an industry securities registration for 20 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

A. Mark Connelly has not answered any questions on Financial Q&A.

Top Guides

A. Mark Connelly has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Jefferies & Company, Inc. 4 years, 8 months Aug 2009 - Present
Warburg Dillon Read LLC 22 years, 2 months Jun 1987 - Aug 2009
Ubs Securities 22 years, 2 months Jun 1987 - Aug 2009
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/07/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 01/08/2010
General Securities Principal Examination Series 24 01/05/2001
General Securities Representative Examination Series 7 12/19/1991

Firm Compensation Arrangements

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No compensation arrangements listed.