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Lawrence N. Smith

Description

Lawrence Smith a financial professional at American Capital Advisory, LLC, a $31M dollar RIA based in Virginia Beach, VA. Lawrence has held an industry securities registration for 3 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Lawrence N. Smith has not answered any questions on Financial Q&A.

Top Guides

Lawrence N. Smith has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Banking or Thrift Institutions
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
American Capital Advisory, LLC 2 years, 8 months Sep 2010 - Present
American Capital Advisory, LLC 4 years Sep 2006 - Sep 2010
Resource Bankshares 4 years May 2003 - May 2007
Resource Bankshares 10 years, 4 months Dec 1992 - Apr 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/03/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
License Status
Registered
Disclosures

No Disclosures Found
As of Date
02/03/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

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There is currently no information available.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: ACA MAY REFER CLIENTS TO ANOTHER ADVISOR & WILL BE COMPENSATED