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Information

Other Names: John P Reinthaler
Firm:
Type: RIA
Description

John Reinthaler is a financial professional at Heck Capital Advisors, LLC, a $3B RIA based in Rhinelander, WI. John has held an industry securities registration for 6 years and is subject to SEC oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Paul Reinthaler has not answered any questions on Financial Q&A.

Top Guides

John Paul Reinthaler has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Heck Capital Advisors, LLC 6 years, 12 months May 2007 - Present
Salomon Smith Barney Inc. 9 years, 3 months Feb 1998 - May 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/22/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

1 Customer Dispute

As of Date
10/22/2009
11/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 05/05/1998
General Securities Representative Examination Series 7 04/29/1998

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Other: FLAT FEES