Sterling May is a financial professional at Wfg Investments, Inc., a broker-dealer with 302 registered representatives nationwide. Sterling has held an industry securities registration for 4 years and is subject to FINRA oversight.
Top AnswersSterling Allan May has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Wfg Investments, Inc.||4 years, 7 months||Aug 2009 - Present|
|Sws Securities, Inc.||7 years, 7 months||Jan 2002 - Aug 2009|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|General Securities Principal Examination||Series 24||04/09/1998|
|General Securities Representative Examination||Series 7||04/23/1991|
|Uniform Securities Agent State Law Examination||Series 63||10/20/1989|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees