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Sterling Allan May

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Information

Firm:
Type: Registered Representative
Description

Sterling May is a financial professional at Wfg Investments, Inc., a broker-dealer with 251 registered representatives nationwide. Sterling has held an industry securities registration for 4 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Wfg Investments, Inc. 5 years, 4 months Aug 2009 - Present
Sws Securities, Inc. 7 years, 7 months Jan 2002 - Aug 2009
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 04/09/1998
General Securities Representative ExaminationSeries 7 04/23/1991
Uniform Securities Agent State Law ExaminationSeries 63 10/20/1989

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Sterling Allan May has not answered any questions on Financial Q&A.

Top Guides

Sterling Allan May has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
11/18/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions