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Sterling Allan May

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Type: Registered Representative

Sterling May is a financial professional at Wfg Investments, Inc., a broker-dealer with 266 registered representatives nationwide. Sterling has held an industry securities registration for 5 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Wfg Investments, Inc 6 years, 4 months Aug 2009 - Present
Sws Securities, Inc. 7 years, 7 months Jan 2002 - Aug 2009
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 04/09/1998
General Securities Representative ExaminationSeries 7 04/23/1991
Uniform Securities Agent State Law ExaminationSeries 63 10/20/1989

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Sterling Allan May has not answered any questions on Financial Q&A.

Top Articles

Sterling Allan May has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions