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Adam Robert Trigg

Firm:
Ubs Securities LLC
Type: Registered Representative
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Description

Adam Trigg a financial professional at Ubs Securities LLC, a broker-dealer with over 1,850 registered representatives nationwide. Adam has held an industry securities registration for 4 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Adam Robert Trigg has not answered any questions on Financial Q&A.

Top Guides

Adam Robert Trigg has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Ubs Securities LLC 5 years, 9 months Aug 2007 - Present
University of Wisconsin 4 months Jan 2007 - May 2007
Full-Time Education 4 months Aug 2006 - Dec 2006
Ubs Investment Bank 2 months Jun 2006 - Aug 2006
Full-Time Education 10 months Aug 2005 - Jun 2006
Pitman, Kyle, Sicola 3 months May 2005 - Aug 2005
Full Time Student 9 months Aug 2004 - May 2005
Community Living Alliance 1 year, 6 months Jun 2002 - Dec 2003
Madison Youth Sailing Foundation 2 years, 3 months May 2002 - Aug 2004
University of Wisconsin Housing 1 year, 9 months Aug 2000 - May 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
08/30/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 09/28/2007
General Securities Representative Examination Series 7 08/31/2007

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Other: FEE FOR SECURITIES TRADING IDEAS AND RESEARCH