Home  >  BrightScope Advisor Pages  >  Thomas Kozelka

Information

Other Names: T. J. Kozelka, Thomas Justin Kozelka
Firm:
Type: Registered Representative
Description

Thomas Kozelka is a financial professional at Janus Distributors LLC, a broker-dealer with 435 registered representatives nationwide. Thomas has held an industry securities registration for 15 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Thomas Kozelka has not answered any questions on Financial Q&A.

Top Guides

Thomas Kozelka has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Janus Distributors LLC 9 years, 6 months Oct 2004 - Present
Dreyfus Service Corp. 1 year, 7 months Mar 2003 - Oct 2004
Blackrock Investments, Inc. 4 years, 10 months Feb 1998 - Dec 2002
Blackrock Financial Management, Inc. 4 years, 10 months Feb 1998 - Dec 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
12/06/2005
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Representative Examination Series 7 07/07/2003
Uniform Securities Agent State Law Examination Series 63 09/17/1998
Investment Company Products/Variable Contracts Representative Examination Series 6 10/07/1996

Firm Compensation Arrangements

help text

No compensation arrangements listed.