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Thomas Kozelka

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Information

Other Names: T. J. Kozelka, Thomas Justin Kozelka
Firm:
Type: Registered Representative
Description

Thomas Kozelka is a financial professional at Janus Distributors LLC, a broker-dealer with 433 registered representatives nationwide. Thomas has held an industry securities registration for 15 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Janus Distributors LLC 10 years, 1 month Oct 2004 - Present
Dreyfus Service Corp. 1 year, 7 months Mar 2003 - Oct 2004
Blackrock Investments, Inc. 4 years, 10 months Feb 1998 - Dec 2002
Blackrock Financial Management, Inc. 4 years, 10 months Feb 1998 - Dec 2002
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 07/07/2003
Uniform Securities Agent State Law ExaminationSeries 63 09/17/1998
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 10/07/1996

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Thomas Kozelka has not answered any questions on Financial Q&A.

Top Guides

Thomas Kozelka has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
12/06/2005
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.