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John Joseph Piazza

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Other Names: John Joseph Piazza Jr, John Joseph Piazza Jr.
Type: Registered Representative

John Piazza is a financial professional at Benjamin & Jerold Brokerage I, LLC, a broker-dealer with 46 registered representatives nationwide. John has held an industry securities registration for 18 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Benjamin & Jerold Brokerage 1 year, 9 months Aug 2013 - Present
Northwestern Mutual Investment Services,LLC 7 years, 7 months Oct 2007 - Present
Northwestern Mutual Life Insurance Company 7 years, 7 months Oct 2007 - Present
Sei Investments 3 years, 3 months Jul 2004 - Oct 2007
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 10/08/2014
Uniform Securities Agent State Law ExaminationSeries 63 10/22/2001
General Securities Representative ExaminationSeries 7 04/06/2001
Foreign Currency Options ExaminationSeries 15 05/05/1987
National Commodity Futures ExaminationSeries 3 08/04/1986

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Joseph Piazza has not answered any questions on Financial Q&A.

Top Guides

John Joseph Piazza has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.