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Information

Other Names: John Joseph Piazza Jr, John Joseph Piazza Jr.
Firm:
Type: Registered Representative
Description

John Piazza is a financial professional at Benjamin & Jerold Brokerage I, LLC. John has held an industry securities registration for 17 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Joseph Piazza has not answered any questions on Financial Q&A.

Top Guides

John Joseph Piazza has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Benjamin & Jerold Brokerage 8 months, 3 weeks Aug 2013 - Present
Northwestern Mutual Life Insurance Company 6 years, 6 months Oct 2007 - Present
Northwestern Mutual Investment Services,LLC 6 years, 6 months Oct 2007 - Present
Sei Investments 3 years, 3 months Jul 2004 - Oct 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
12/31/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 10/22/2001
General Securities Representative Examination Series 7 04/06/2001
Foreign Currency Options Examination Series 15 05/05/1987
National Commodity Futures Examination Series 3 08/04/1986

Firm Compensation Arrangements

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No compensation arrangements listed.