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John Joseph Piazza

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Information

Other Names: John Joseph Piazza Jr, John Joseph Piazza Jr.
Firm:
Additional Firm:
Type: SEC and FINRA Registered
Description

John Piazza is a financial professional at Benjamin & Jerold Brokerage I, LLC, a broker-dealer with 46 registered representatives nationwide. John is also registered with Benjamin & Jerold Advisers, LLC, based in East Islip, NY. John has held an industry securities registration for 19 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Benjamin & Jerold Brokerage 1 year, 11 months Aug 2013 - Present
Northwestern Mutual Investment Services,LLC 7 years, 9 months Oct 2007 - Present
Northwestern Mutual Life Insurance Company 7 years, 9 months Oct 2007 - Present
Sei Investments 3 years, 3 months Jul 2004 - Oct 2007
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 10/08/2014
Uniform Securities Agent State Law ExaminationSeries 63 10/22/2001
General Securities Representative ExaminationSeries 7 04/06/2001
Foreign Currency Options ExaminationSeries 15 05/05/1987
National Commodity Futures ExaminationSeries 3 08/04/1986

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Joseph Piazza has not answered any questions on Financial Q&A.

Top Guides

John Joseph Piazza has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Pension and Profit Sharing Plans
Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
05/19/2015
05/19/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets