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John Joseph Piazza

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Information

Other Names: John Joseph Piazza Jr, John Joseph Piazza Jr.
Firm:
Type: Registered Representative
Description

John Piazza is a financial professional at Benjamin & Jerold Brokerage I, LLC, a broker-dealer with 44 registered representatives nationwide. John has held an industry securities registration for 17 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Benjamin & Jerold Brokerage 1 year Aug 2013 - Present
Northwestern Mutual Life Insurance Company 6 years, 10 months Oct 2007 - Present
Northwestern Mutual Investment Services,LLC 6 years, 10 months Oct 2007 - Present
Sei Investments 3 years, 3 months Jul 2004 - Oct 2007
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 10/22/2001
General Securities Representative ExaminationSeries 7 04/06/2001
Foreign Currency Options ExaminationSeries 15 05/05/1987
National Commodity Futures ExaminationSeries 3 08/04/1986

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Joseph Piazza has not answered any questions on Financial Q&A.

Top Guides

John Joseph Piazza has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
12/31/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.