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Kip Reed Caffey

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Information

Firm:
Cary Street Partners
Managing Partner / CEO / Manager
Additional Firm:
Cary Street Partners LLC
CEO / Managing Partner / Managing Director
Type: Dual Registration
Description

Kip Caffey is an executive and has an ownership stake of Cary Street Partners, a $1B RIA based in Richmond, VA. Kip has held an industry securities registration for 32 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Cary Street Partners LLC 5 years, 2 months Sep 2009 - Present
Cary Street Partners LLC 5 years, 2 months Jul 2004 - Sep 2009
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 06/08/2010
Uniform Securities Agent State Law ExaminationSeries 63 07/06/1982

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Kip Reed Caffey has not answered any questions on Financial Q&A.

Top Guides

Kip Reed Caffey has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/07/2014
09/25/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions