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Kip Reed Caffey

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Additional Firm:
Cary Street Partners LLC
CEO / Managing Partner / Managing Director
Type: SEC and FINRA Registered

Kip Caffey has an ownership stake of Cary Street Partners LLC, a broker-dealer with 73 registered representatives nationwide. Kip is also registered with Cary Street Partners, a $1B RIA based in Richmond, VA. Kip has held an industry securities registration for 32 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Cary Street Partners LLC 5 years, 12 months Sep 2009 - Present
Cary Street Partners LLC 5 years, 2 months Jul 2004 - Sep 2009
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 06/08/2010
General Securities Principal ExaminationSeries 24 07/10/2000
Uniform Securities Agent State Law ExaminationSeries 63 07/06/1982
General Securities Representative ExaminationSeries 7 05/15/1982

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Kip Reed Caffey has not answered any questions on Financial Q&A.

Top Articles

Kip Reed Caffey has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions