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Information

Other Names: Myra Sue Roenicke
Firm:
Type: Registered Representative
Description

Myra Newville is a financial professional at L.M. Kohn & Company, a broker-dealer with 129 registered representatives nationwide. Myra has held an industry securities registration for 17 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Myra Sue Newville has not answered any questions on Financial Q&A.

Top Guides

Myra Sue Newville has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
L.M. Kohn & Company 1 year, 2 months Feb 2013 - Present
Morgan Stanley Smith Banrey Venture Services LLC 3 years, 8 months Jun 2009 - Feb 2013
Citigroup Global Markets Inc. 2 years, 1 month May 2007 - Jun 2009
Ifmg Securities, Inc. 2 years, 10 months Jul 2004 - May 2007
Citizens Bank Saginaw 35 years, 6 months Jan 1969 - Jul 2004
Second National Bank of Saginaw 35 years, 6 months Jan 1969 - Jul 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/20/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Representative Examination Series 7 09/25/2006
Uniform Securities Agent State Law Examination Series 63 01/24/1996
Investment Company Products/Variable Contracts Representative Examination Series 6 12/01/1995

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions