Brittany B Bunes
| Firm: |
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| Type: |
Registered Representative |
Description
Brittany Bunes a financial professional at Ameriprise Financial Services, Inc., a broker-dealer with over 12,900 registered representatives nationwide. Brittany has held an industry securities registration for less than a year and is subject to FINRA oversight.
BrightScope Advisor Metrics
Answers and Guides
0 Answers and 0 Financial Guides
Top Answers
Brittany B Bunes has not answered any questions on Financial Q&A.
Top Guides
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*Answers and guides are provided without compensation.
Firm Client Types
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Individuals |
|
High Net Worth Individuals |
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Banking or Thrift Institutions |
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Pension and Profit Sharing Plans |
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Corporations or Other Businesses |
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Charitable Organizations |
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State or Municipal Government Entities |
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Insurance Companies |
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
Experience and Employment History
| Employer |
Years |
Dates |
|
Ameriprise Financial Services, Inc.
|
1 year, 10 months
|
Jul 2011 -
Present
|
|
Interstate Hotels and Resorts
|
2 years
|
Jul 2009 -
Jul 2011
|
|
University of Mn: Twin Cities
|
3 months
|
Sep 2006 -
Dec 2006
|
|
St Cloud State University
|
1 year, 8 months
|
Sep 2004 -
May 2006
|
|
Dottie's Hometown Cafe
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3 months
|
May 2004 -
Aug 2004
|
|
Cole Hardware Hank
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5 months
|
May 2003 -
Oct 2003
|
|
B & B Carpet and Tile
|
5 years, 10 months
|
Feb 2003 -
Dec 2008
|
|
Greenway High School
|
3 years, 9 months
|
Sep 2000 -
Jun 2004
|
|
Home Health Care - Private Family
|
5 years, 3 months
|
Jun 1997 -
Sep 2002
|
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
| Regulator |
|
|
License Status
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Registered
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Disclosures
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|
| As of Date |
02/07/2012
|
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
Advisor Exams
| Exam |
Series |
Passed Date |
| Uniform Securities Agent State Law Examination |
Series 63 |
01/09/2012 |
| Investment Company Products/Variable Contracts Representative Examination |
Series 6 |
11/10/2011 |
Firm Compensation Arrangements
Types of Compensation Arrangements
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Percentage of Assets
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Hourly Charges
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Fixed Fees