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Information

Firm:
Type: Registered Representative
Description

Fred Fogg is a financial professional at Macquarie Capital (USA) Inc., a broker-dealer with 527 registered representatives nationwide. Fred has held an industry securities registration for less than a year and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Fred William Fogg has not answered any questions on Financial Q&A.

Top Guides

Fred William Fogg has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Macquarie Capital (USA) Inc. 8 months, 3 weeks Aug 2013 - Present
Credit Suisse Securities (USA) LLC 4 years, 2 months Jun 2009 - Aug 2013
Citigroup Global Markets Inc. 2 years, 7 months Feb 2006 - Sep 2008
Morgan Stanley & Co., Incorporated 13 years, 6 months Oct 1991 - Apr 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

1 Criminal Disclosure

As of Date
11/06/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 07/27/2006
Limited Representative-Equity Trader Exam Series 55 10/14/2003
General Securities Sales Supervisor Examination (Options Module & GeneralModule) Series 8 08/13/1998
National Commodity Futures Examination Series 3 12/14/1993
Uniform Securities Agent State Law Examination Series 63 03/23/1993
General Securities Representative Examination Series 7 01/12/1993

Firm Compensation Arrangements

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No compensation arrangements listed.