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Fred William Fogg

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Type: Registered Representative

Fred Fogg is a financial professional at Macquarie Capital (USA) Inc., a broker-dealer with 539 registered representatives nationwide. Fred has held an industry securities registration for less than a year and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Macquarie Capital (USA) Inc. 2 years, 3 months Aug 2013 - Present
Credit Suisse Securities (USA) LLC 4 years, 2 months Jun 2009 - Aug 2013
Citigroup Global Markets Inc. 2 years, 7 months Feb 2006 - Sep 2008
Morgan Stanley & Co., Incorporated 13 years, 6 months Oct 1991 - Apr 2005
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 07/27/2006
Limited Representative-Equity Trader ExamSeries 55 10/14/2003
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 08/13/1998
National Commodity Futures ExaminationSeries 3 12/14/1993
Uniform Securities Agent State Law ExaminationSeries 63 03/23/1993
General Securities Representative ExaminationSeries 7 01/12/1993

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Fred William Fogg has not answered any questions on Financial Q&A.

Top Articles

Fred William Fogg has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status

1 Criminal Disclosure

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.