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Robert Anthony Arnal

Firm:
Citigroup Global Markets Inc.
Type: Registered Representative
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Description

Robert Arnal is a financial professional at Citigroup Global Markets Inc., a broker-dealer with over 8,000 registered representatives nationwide. Robert has held an industry securities registration for 8 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Robert Anthony Arnal has not answered any questions on Financial Q&A.

Top Guides

Robert Anthony Arnal has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Citigroup Global Markets Inc. 6 years, 1 month May 2007 - Present
Citicorp Investment Services 4 years, 1 month Sep 2003 - Oct 2007
Soma Financial 7 months Feb 2003 - Sep 2003
Citicorp Investment Services 3 years, 5 months Aug 1999 - Jan 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
01/25/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Investment Company Products/Variable Contracts Principal Examination Series 26 08/03/2004
Uniform Securities Agent State Law Examination Series 63 10/16/2002
Investment Company Products/Variable Contracts Representative Examination Series 6 08/01/2002

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets